SEC, NFA & FINRA audit software modules and services from the experts. Call +1 (888) 896-6207

The professionals at Continuum GRC are completely committed to you and your business’ SEC, NFA & FINRA audit success. Regardless of whether you represent the private sector or the public sector, we stand ready to partner with your organizations. Our competition may want to keep you and your employees in the dark where security, risk, privacy and governance are concerned hoping to conceal their methodology and expertise. We don’t prescribe to that philosophy. We believe the best approach is transparent and built on a partnership developed on trust and credibility.

Continuum GRC created the number one ranked IRM GRC audit software solution  for SEC, NFA & FINRA audits that empowers you to prepare for a SEC, NFA & FINRA audit effectively while dramatically reducing costs in preparation for working with a third-party assessment organization.

Just the facts ...

You have SEC, NFA & FINRA assessments and compliance management "pain-points" and ITAM takes that pain away with our award-winning SEC, NFA & FINRA GRC software modules and templates.

Your Continuum GRC ITAM SEC, NFA & FINRA assessment and compliance management IRM GRC software solution will be ready for you from day one. Stop waiting for other complex GRC "solutions" and harness the easy drag-n-drop power of ITAM today.

Same-day deployment of your Continuum GRC ITAM SEC, NFA & FINRA assessment and compliance management software solutions get you from start to compliant quickly. No programming complexity required!

If you don't see the Continuum GRC ITAM SEC, NFA & FINRA assessment and compliance management software solution here, contact us. We are always expanding our library and customer demand drives our innovation.

What are you waiting for?

You are just a conversation away from putting the power of Continuum GRC to work for you. Contact us using the form to the right or calling us at 1-888-896-6207 for immediate assistance.

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Continuum GRC’s primary purpose is to help organizations attain, maintain, and demonstrate compliance and information security excellence – in any jurisdiction. Continuum GRC specializes in IT security, risk, privacy, governance, cyberspace law and SEC, NFA & FINRA audit compliance leadership solutions and is fully dedicated to global success in these disciplines. We can help your organization too! Our client’s come from all business sectors across the world.

ITAM IT Audit Software Modules Available

  • FINRA SEC Cyber Security Report Card
  • FINRA - Small Firm Cybersecurity Checklist
  • COSO 2017 Framework
  • COSO 2017 Enterprise Risk Management
  • COSO 2017 – Summary of Deficiencies
  • Anti-Money Laundering (AML) Program Compliance and Supervisory Procedures
  • NFA Compliance Rules 2-9, 2-36 and 2-49 Assessments

Our mission is to make SEC, NFA & FINRA audits simple and sustainable. Our platform was built to provide companies with the best-in-class SEC, NFA & FINRA Internal Controls solution. SEC, NFA & FINRA doesn’t have to be administrative or manual. Most companies today are still managing SEC, NFA & FINRA  assessments manually through a maze of thousands of spreadsheets and shared folders and dealing with redundant data. Continuum GRC’s intelligent and intuitive design is changing the way the world works by providing a solution to truly streamline SEC, NFA & FINRA audits in a simple, effective way.

Data linking and over engineered features are not the answer. Internal Audit departments today are managing SEC, NFA & FINRA assessments using thousands and thousands of spreadsheets to document and test their controls. The answer is not to marginally improve this problem by providing data linkages or features that are so hard to use it makes your resources ineffective.

The Continuum GRC platform was designed and built from the ground up to eliminate the significant use of spreadsheets and to replace the manual process with only the features that make a difference. Changing the governance, risk and compliance industry forever with superior software and superior service processes benefiting all consumers is our core mission.

We believe in Working Smarter and Not Harder!

Through the successful completion of hundreds of audits around the world for organizations of all sizes, Continuum GRC has developed an efficient methodology and proprietary assessment protocols to evaluate the controls in place at your organization.

Leveraging our proprietary IT Audit Machine ITAM IT audit software platform, Continuum GRC provides international standards that are recognized as “Best Practices” for developing organizational security standards and controls that support SEC, NFA & FINRA audit certifications and assessments.

Schedule some time with our Superheroes!

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We want to be your partner and SEC, NFA & FINRA assessment provider of choice! For additional information please contact us using the form or calling 1-888-896-6207.