Your Roadmap to Risk Reduction!
The Continuum GRC ITAM SaaS platform has hundreds of plugin modules available, such as:
Securities Exchange Commission (SEC)
The SOX attestation based on the COSO framework is the only authorized compliance assessment for SEC-registered companies and provides the highest standard of assurance to your customers.
Modules include:
- Enterprise Risk Management – Integrated Framework
- Internal Control-Integrated Framework
Sarbanes-Oxley (SOX) Compliance Services
The Sarbanes-Oxley Act (SOX) is designed to ensure the reliability and accuracy of financial reporting, and ensures that internal controls are free of any major misstatements. Compliance requires the certification of financial statements and reports by the CEO and CFO of the organization, maintaining strong internal controls around data, protecting whistleblowers, and conducting regular audits by independent auditors.
Services for SOX compliance include risk assessment, and the development of the internal controls, documentation, and monitoring to prevent misstatements on financial reports. Help with internal audit preparation is also part of the services, assisting in gathering evidence and answering questions.
Our SOX Compliance Process
SOX compliance is required for financial reporting that’s shared by publicly traded companies. It’s a multi-step process that ensures its accuracy and security. Part of the process is in establishing an internal control framework to protect financial data; these controls need to be regularly tested. An annual audit is required to assess those controls and related statements, and those documents need to go to the SEC to validate their accuracy.
Continuum GRC assists in the SOX compliance process, providing risk assessment and helping to implement the robust internal controls required to meet SEC standards.
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