Your Roadmap to Risk Reduction!

The Continuum GRC ITAM SaaS platform has hundreds of plugin modules available, such as:

SEC, NFA & FINRA

Continuum GRC created the number one ranked IRM GRC audit software solution for SEC, NFA & FINRA audits that empowers you to prepare for an SEC, NFA & FINRA audit effectively while dramatically reducing costs in preparation for working with a third-party assessment organization.

Modules include:

• FINRA SEC Cyber Security Report Card
• FINRA - Small Firm Cybersecurity Checklist
• COSO Summary of Deficiencies
• COSO Enterprise Risk Management – Integrated Framework
• COSO Internal Control-Integrated Framework